Financial Services



The Execu|Search Group’s Financial Services division is one of our largest and most successful areas of specialization. Headquartered in New York City with additional offices in Stamford, Connecticut, Bridgewater and Parsippany, New Jersey, Melville, Long Island, and Newton, Massachusetts, we have a widespread presence throughout the major financial centers in the region that has allowed us to build a large and geographically diverse candidate database, and provide our clients with enhanced regional service. Since 1985, we have established strong relationships with some of the top companies and most qualified candidates in the financial services industry.

We work with a range of clients across industries such as:

  • Brokerage
  • Banking
  • Fund Administration
  • Investment Banking
  • Alternative Investments, including hedge funds and fund-of-funds

We specialize in placing qualified full-time and temporary professionals in the following areas:

Financial Services

  • Operations
  • Compliance
  • Trade Support
  • Client Services
  • Prime Brokerage
  • Risk Management
  • Project Management
  • Performance Analytics
  • Portfolio Administration
  • COO/Director of Operations

Financial Services - Front Office

  • Marketing (i.e., hedge fund marketers and FOF marketers)
  • Trading
  • Research
  • Fund Analyst
  • Corporate Finance
  • Quantitative Analyst
  • Investment Banking
  • Investor Relations

Financial Services - Compliance

  • 1940 Act
  • Advertising Compliance
  • Anti-Money Laundering
  • Bank Secrecy Act
  • Branch Examination
  • Chief Compliance Officers
  • Code of Ethics
  • Dodd-Frank
  • Hedge Fund Compliance
  • Know Your Client
  • SEC/FINRA Reporting
  • Surveillance

Partner With Us

We work very closely with our clients to identify and provide the ideal candidates for both permanent and temporary financial services needs. If you are an employer, we welcome the opportunity to speak with you further about the services we may offer you.

For more information about our full-time Financial Services recruitment services, please contact:


Mitchell Peskin
Partner, Executive Vice President
mpeskin@execu-search.com

For more information about our temporary Financial Services staffing services, please contact:

Victoria Lapin
Director - Accounting/Finance, Temporary Division
vlapin@execu-search.com